Compliance Manager - Regulatory Compliance

Bank of Singapore opens doors to new opportunities.

At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive remuneration packages, we offer non-financial benefits and opportunities to develop your potential within OCBC Group’s global network of subsidiaries and offices. If you have passion, drive and the will to succeed, rise to the challenge today!

Responsible for the support and implementation of Compliance efforts for the Bank and promotion of an ethical and legally compliance business culture.

Keep abreast of the HK regulatory requirements and implement the requirements with all relevant business units

Conduct various HKMA self-assessment / surveys including but not limited to Code of Banking practice, Deposit Protection Scheme, OTC derivatives margin requirements, IT security

Review Marketing Materials before insurance

Conduct Fit and Proper assessment on Relevant Individual and Executive Office for Type 1, Type 4 and Type 9 license applications

Handle CE/ACE applications

Handle regulator enquiries such as SFC s181, s182

Review cross border guidelines with legal counsel and Head office

Actively participates in appropriate operating committees to provide compliance advice

Prepare various reports for Head office in Singapore

Provide Compliance Training

University degree, preferably with relevant academic qualifications

Minimum 5 years of Hong Kong banking compliance related experience, preferably in private bang / wealth management industry

Knowledge of HKMA / SFC regulatory requirements

Preferable for candidates with HKIB Enhanced Competency Framework (ECF) professional qualification

Excellent in English and Chinese

Good writing and communication skills

Strong risk management perspective and experience, independence, problem analysis and judgement, customer focus