Associate, Quality Control – Corporate Finance & ECM

职位描述
Review the IPO
transaction documents (e.g. prospectus, A1 documents), due diligence materials
and supporting records to ensure completeness, accuracy and consistency

Work closely
with deal teams, legal & compliance team and other internal stakeholders to
resolve issues and improve IPO execution quality

Assess the
regulatory, legal, and business risks associated with IPO transactions

Review and
provide feedback on IPO transaction structures, approval materials, and related
internal documentation to ensure compliance with regulatory requirements and
guidelines

Provide
training and updates on regulatory requirements and guidelines

Provide
day-to-day support to the Investment Banking Division

职位要求
Bachelor degree
in law, accounting, finance or other relevant professional qualifications;

Minimum 4 years
of relevant experience in quality control in investment bank or financial
institution or IPO vetting. Candidates
with experience in SFC or HKEx are preferrable;

Solid knowledge
of regulatory requirements including the Listing Rules;

Knowledge of the
execution and operational procedures for IPO transactions;

Proficiency in
written and spoken English and Chinese (Mandarin and Cantonese);

Excellent
communication, presentation, organizational, and interpersonal skills;

Strong attention
to detail, good judgment, and the ability to work under tight deadlines.

职位福利
We offer an attractive remuneration package and fringe benefits to the right candidate. Interested applicants please send detailed resume stating present and expected salaries, as well as date of availability, by clicking "Apply" or by sending it to [邮箱已隐去].

(Data collected will be kept strictly confidential and used for recruitment purpose only.)

立即申请

返回